Service Details
We perform deep-dive evaluations of your internal processes, systems, and policies to identify gaps against key regulatory frameworks, including:- Central Bank of Nigeria (CBN) Guidelines
- NDIC Deposit Insurance Policies
- NFIU AML/CFT/CPF Requirements
- BVN, FCCPC, and NDPR Compliance
- Detailed gap analysis report
- Actionable recommendations
- Roadmap for regulatory alignment
Frequently Asked Question
Q: What are Regulatory Compliance Services?
A:
Regulatory Compliance Services are specialized solutions that help organizations align their operations, policies, and systems with the requirements of regulators such as the Central Bank of Nigeria (CBN), NDIC, NFIU, FCCPC, and NDPR. They ensure your business avoids penalties, maintains trust, and operates legally within Nigeria’s financial ecosystem.
Q: Why does my company need compliance support?
A: Compliance is critical for:
- Meeting statutory obligations
- Protecting against regulatory sanctions
- Building customer and investor confidence
- Ensuring operational efficiency and resilience
Q: What specific services do you provide under Regulatory Compliance?
A: Our offerings include:
- Compliance Gap Assessments – identifying and closing regulatory loopholes
- Regulatory Reporting & Documentation – ensuring timely and accurate submissions
- Audit & Internal Control Support – preparing for internal and external audits
- Operational & Financial Statement Audits – risk-based reviews for efficiency and compliance
- Licence Processing & Renewal – guiding fintechs and financial institutions through approvals
- Regulator Relationship Management – maintaining effective communication with oversight bodies
Service Included
- Compliance Gap Assessments
- Operational & Financial Statement Audits
- Licence Processing & Renewal
- Regulator Relationship Management
- Cloud Security & Cybersecurity Compliance
- Technical Risk Remediation
- Forward Guidance & Regulatory Forecasting detailed of each services
- Audit & Internal Control Support
